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Association of Global Custodians

In July 2011, rule 17f-7 adopted by the Securities Exchange Commission (SEC) entered into force in the United States, requiring global custodians to provide fund managers an analysis of the risks associated with holding securities in each of the foreign depositories. As result of this new regulation, the Association of Global Custodians (AGC), which includes nine of the leading global custodians in the United States that offer cross-border custody services, prepared a questionnaire on each of the points contained in the aforesaid rule.

The following document contains the answers submitted by IBERCLEAR to the questionnaire.

 

CPSS-IOSCO Principles for financial markets infrastructures: Disclosure Framework

In April 2012, the Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) released the report Principles for financial markets infrastructures, which establishes new international standards for financial markets infrastructures, including central securities depositories and securities settlement systems.

In December 2012, CPSS-IOSCO published the report Principles for financial markets infrastructures: the Disclosure Framework and the Assessment methodology, with the aim to promote the observance of the principles and responsibilities set forth in the report Principles for financial markets infrastructures.

The following document contains the answers provided by IBERCLEAR to the Disclosure Framework. Chapter 4 has been answered just from the CADE platform point of view.

 

 

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